THE IMPACT OF SURVEY RESEARCH-BASED ASSESSMENT AT NORTH CAROLINA STATE UNIVERSITY

Table of Contents

Institutional Strategy and Analysis, June 1998
J. Joseph Hoey, Assistant Director, Evaluation and Policy Studies
Denise Gardner, Coordinator of Survey Research

Abstract

In January, 1998, Institutional Strategy and Analysis surveyed administrators (N = 80) at NC State to ascertain the impact of providing student, alumni, and employer survey information. Forty-four responses were gained, a 55% response rate. Questions were concerned with the extent to which units had used survey information to assess their performance, to improve their environmental scanning efforts, and to take specific actions to realign, change, or improve their performance. Results revealed extensive impact on academic and administrative units. The greatest impact is apparent at the department level, where the use of survey information for planning and the extent of curricular change and innovation are particularly noteworthy. In administrative units, survey data is being used to focus on improving customer service, either the way it is measured or to improve service levels and customer satisfaction. Recommendations include the continuation of all surveys using the current large-sample methodology to enable trend comparisons for all subunits. To assure reliable and valid information at the department level, student response to surveys should be established as a requirement.

Executive Summary

Project Purpose and Background

To ascertain the impact on colleges, schools, departments and units of providing student, alumni and employer survey information, an electronic survey of administrators was undertaken in January 1998 by Institutional Strategy and Analysis. The instrument was sent out to a population of 80 associate deans, directors, and department heads at NC State. Forty-four usable responses were gained (7 associate deans, 27 department heads, and 8 administrative unit directors), for a response rate of 55%.

The instrument used to measure the impact of assessment consisted of questions following a nationally-established set of guidelines for the improvement of organizational effectiveness: the Malcolm Baldridge National Quality Award 1997 Criteria for Performance Excellence (as cited in North Carolina Quality Leadership Foundation, 1998). Respondents were asked to rate each component of NC State's survey research program (Entering Student, Graduating Senior, Alumni/Employer) on each area. Questions were primarily concerned with:

Conclusions

UPA Response So Far

Recommendations

Project Background, Purpose, and Methodology

Since 1993, a survey research-based program of student assessment has been underway in Institutional Strategy and Analysis at NC State University. Beginning with the revision of the entering first-year student survey in 1993, the program has been expanded to encompass a graduating senior survey (since 1995), an entering transfer student survey (since 1995), alumni and employer surveys (first administered in 1995-96), and a sophomore survey (since 1997). The graduating senior survey and sophomore survey were put in place as a direct result of a mandate from UNC-General Administration (GA); the first-year student survey also contains several items mandated by GA every other year. All surveys feature items specifically designed for NC State as well as any GA-mandated items.

Results of these surveys have been disseminated to the campus community in a number of ways. A series of reports on university-wide results have been sent to administrators, deans, associate deans, department heads, and unit heads. These reports have also been published on the Survey Research web page in UPA. College and departmental analyses, including analyses of any unit insert questionnaires, have been sent to the appropriate academic personnel on a recurring basis. Presentations of findings have been made to the Administrative Council, the Council on Undergraduate Education, groups of administrative unit heads reporting to vice chancellors for student services and university advancement, and other selected groups.

The bottom line in assessment research is certainly whether it is has a measurable and positive effect upon educational and administrative processes. To ascertain the impact on colleges, departments and units of providing student, alumni and employer survey information, an electronic survey of administrators was undertaken in January 1998. The instrument was sent out to a population of 80 associate deans, directors, and department heads at NC State. Forty-four usable responses were gained (7 associate deans, 27 department heads, and 8 administrative unit directors), for a response rate of 55%. While this response rate precludes generalization of findings to the population of interest, the data nevertheless offer substantial insights into the impact of a survey-based assessment program at NC State, and demonstrate the wide extent to which the survey research program is having a positive effect on the university's ability to become a more self-regarding institution (Ewell, 1984).

The instrument used to measure the impact of assessment consisted of questions following a nationally-established set of guidelines for the improvement of organizational effectiveness: the Malcolm Baldridge National Quality Award 1997 Criteria for Performance Excellence (as cited in North Carolina Quality Leadership Foundation, 1998). Respondents were asked to rate each component of NC State's survey research program (Entering Student, Graduating Senior, Alumni/Employer) on each area. Questions were primarily concerned with:

Several open-ended items were also included to allow respondents to describe more fully how the information provided had affected their units (including providing examples of specific actions in which survey information was used), which reports were most useful, how the reporting process could be improved, and any other overall comments respondents cared to make concerning survey information.

Findings

Usefulness of Surveys for Planning and Assessing Unit Performance

In a series of seven items, survey respondents were asked to rate the extent to which survey information had enabled them to effectively assess the performance of their department or unit. Results are detailed below in Table 1 in terms of what percentage of respondents indicated that assessment surveys had been moderately or very useful to their college, department, or unit for each purpose.
Table 1. Usefulness of Surveys for Planning and Assessment.

Percent reporting surveys were moderately or very useful

for this purpose


Survey Item
Entering Student Graduating Senior Alumni/ Employer
Develop or revise strategic plans, including such factors as your target markets and stakeholders; the learning environment; opportunities and threats; the capabilities of your department/unit; and supplier and/or partner capabilities 44.4% 57.9% 48.6%
Integrate the information you gained from survey findings and reports into measurements that can be used to track and improve the performance of your department/unit 36.4% 55.3% 35.5%
Led to more open discussions and sharing of information between members of your department/unit 31.4% 53.8% 39.4%
Assess your current performance relative to your past performance 29.4% 47.3% 25.8%
Enabled you to determine key program, activity and service features and their relative importance/value to employers, alumni, students, the general public, and other stakeholders 27.7% 55.0% 48.6%
Track your department/unit performance relative to your strategic plan 27.3% 50.0% 32.3%
Compare your department/unit's performance with that of similar department/units at this or other institutions 23.5% 44.4% 29.1%

These findings are illustrated in Charts 1a through 1c.



Open-ended comments

One respondent noted that "My general response is that all the surveys are giving us empirical foundations on which to develop our plans and goals." More specifically, several respondents noted the need for survey trend and comparison data to assist their assessment efforts:

Other respondents proffered insights concerning the level at which the greatest impact of survey data had been or would be felt:

Taking Action to Change, Realign and Improve Department/Unit Performance

The next series of items requested information on whether or not survey reports had been used as a basis for changing, realigning or improving departmental or unit performance. Results are shown in Table 2 in terms of what percentage of colleges/schools, departments or units had taken specific actions on the basis of survey results.

Table 2. Actions Taken on the Basis of Survey Results.

Percent reporting action was taken in this area on the basis of survey results

Survey Item
Entering Student Graduating Senior Alumni/ Employer
Update and improve strategic and action plans for the next planning cycle 36% 55% 33%
Set direction for your department/unit and seek future opportunities; set higher targets for your department/unit's performance 33% 57% 24%
Improve your performance measurement capabilities in the future 26% 33% 21%
Reorganize the work of your department/unit to enable you to meet current and changing stakeholder and operational requirements 24% 36% 24%
Follow-up with students, alumni and employers on programs, activities and services as a result of what you learned from the surveys 21% 45% 31%

These levels of impact are graphically illustrated in Charts 2a through 2c.



Open-ended comments

In an open-ended follow-up to these items, respondents were asked to describe examples of specific activities, projects, or other actions in which they had used survey information to realign, change, or improve their department or unit. The numerous responses received fell broadly into four thematic categories: (1) curriculum revision, (2) student advising, and (3) improving planning processes, including planning for reaccreditation, and (4) customer service improvement.

Curriculum revision: numerous comments alluded to various curricular initiatives and changes that had been put into place as a result of survey information gained. A selection of these comments included:

Advising: Several comments detailed how departments had made revisions to their advising processes as a result of alumni and employer feedback gained. Comments included:

Planning: A number of comments were received that related to how departmental or unit planning processes had been positively affected by the information supplied in alumni and employer survey reports. Some of these included:

Customer service improvement: Several comments received related to how service and process improvements had been undertaken as a result of survey data, including:

Environmental Scanning

The next section of the survey contained four items concerned with the extent to which survey information increased the ability of colleges/schools, departments and units to use survey information for environmental scanning to position themselves with regard to external expectations. Responses are given in Table 3 in terms of what percentage of respondents indicated that assessment surveys had been moderately or very useful to their college, department, or unit for each purpose.

Table 3. Usefulness of Survey Information for Environmental Scanning.

Percent reporting surveys were moderately or very useful for this purpose

Survey Item
Entering StudentGraduating SeniorAlumni/ Employer
Update, keep current, or improve your ability to listen to and learn from your stakeholders and markets 35.355.241.7%
Helped you take into account the needs and expectations of key stakeholders as you provide leadership for your department/unit 30.3%51.3%45.7%
Enabled you to anticipate public concerns 23.5%29.0%29.4%
Address current and potential impacts on our community, state, and society of your programs, activities, services, facilities and operations 18.8%27.0%32.3%

These various levels of impact of survey information are graphically illustrated in Charts 3a through 3c.


Open-ended comments

Few follow-up comments were provided on this section, although one respondent did note that college-level questions on an insert to the alumni survey provided by far the most important information and were used by the college in a comprehensive review. Another respondent noted that their department was developing a core course focused on leadership and group dynamics as a result of employers' expressed needs for skills in leading public groups in decision making.

Which Survey Reports Have Been Most Useful?

Several respondents noted that all the surveys were of some utility to them in improving the operations of their unit. Representative comments included:

Numerous respondents voiced the opinion that the graduating senior surveys had been the most useful. Reasons given varied, but the common theme underlying many of the comments was that timely corrections to programs and services could be made by using data from students who are just graduating. Examples include:

Alumni and employer reports were also cited as highly useful by a number of respondents. The chief reason for this had to do with the believable, experienced and in-depth perspective that alumni and their direct supervisors are able to offer. Representative comments in this vein included:

Many comments received spoke to the usefulness of disaggregating survey information to the departmental level. Typical comments included:

The importance of having trend information from multiple administrations of the surveys over time was underscored by an associate dean who commented that "Although the alumni survey has been least useful, it can become the most useful if repeated for more recent alumni. We are interested in post-1995 graduates."

How Could Survey Information be Provided in a More Useful Fashion?

A final open-ended question asked respondents to provide feedback on how survey information could be made more useful for their department or unit. Responses fell into several broad areas:

Summary and Conclusions

From project planning to ultimate effect upon the institution, discernible impact is evident as a result of survey research-based assessment at NC State. Colleges, schools and academic departments are sharing survey information and discussing the results among themselves. They are incorporating feedback from students, alumni and employers into revisions of strategic and action plans for their units. They are also using the data provided to understand the needs expressed by their customers and stakeholders and subsequently altering or creating new courses, curriculum emphases, and services that address these needs. Administrative units are using survey data to gauge student opinion and to evaluate the effect of customer service innovations.

While all surveys included in the NC State program of survey research have been used by campus constituents for a variety of purposes, graduating senior and alumni/employer surveys have been cited by departments as having unbiased points of view, and therefore some of the most valuable information for program improvement. Entering student surveys are being used by colleges, schools, and departments for enrollment planning and by administrative units for program or service planning. To maximize the usefulness of these data, departments and units requested that the information continue to be provided in a format where they can compare their results to other departments or units, to their college, to the university as a whole, and to other similar institutions as applicable. Comparison of results across time was also a prevalent request, one which entails collecting survey data on a longitudinal basis for trend analysis.

UPA has already begun to respond to these findings, as follows:

Recommendations

References

Ewell, P.T. (1984). The self-regarding institution: information for excellence. Boulder, CO: National Center for Higher Education Management Systems.

North Carolina Quality Leadership Foundation. (1997). Education performance excellence criteria. North Carolina Quality Leadership Foundation: Raleigh, NC.

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